Private Placments: FINRA Issue…

21 Jul, 2010Uncategorized

Private Placments: FINRA Issues Notice Reminding Broker-Dealers to Conduct Reasonable Investigations in Reg D Offerings http://ow.ly/2esug

About The Author

Daniel A. Shmalo is the founder and partner of 360 Venture Law (Shmalo Turner) LLP, a specialized law firm working with start-up and fast-growing entrepreneurial companies and their investors. Dan practices in the areas of corporate law, venture capital, private securities offerings, mergers and acquisitions, investment fund formation, business contracts, and technology licensing & commercialization. www.360vlaw.com